Quantum Dot Growth on Strained MEMS Structures
As we have established over the years, Ge grows on
Si(001) in the Stranski-Krastanov mode, producing crystallographically
pseudomorphic nanocrystals that act as quantum dots (QDs), because
the lattice constant of Ge is larger than that of Si. Presumably
if we modify the Si lattice constant by externally applied stress,
we will change the nucleation, growth, and coarsening behavior of
the Ge QDs, and possibly also the diffusion of Ge. We have
approached this problem by constructing MEMS devices that can serve
as nano-tensile bars. An example is shown in Fig. 1a below.
The tensile force is produced by a deposited film of Si3N4.
We have discovered a very interesting stress-temperature relationship
in the nitride that also depends on how the nitride is formed.
We therefore have a range of accessible stresses, up to breaking
stress for Si (corresponding to about 4% extension). As the
lattice constant of Ge is ~4% larger than that of Si, we ought to
be able nearly to lattice match Ge. As Fig. 1a shows, we fabricate
(among many other shapes) a notched bar to concentrate stresses.
We then analyze the density of the Ge QDs that form after deposition
of Ge. The QD density is least where the tensile stress is
greatest. We are analyzing these results in terms of diffusion
and nucleation in a stress field. We have filed a patent disclosure
on the MEMS devices and their application for these purposes. We
expect that such devices will in the future serve as nanomechanical
test instruments in, e.g., TEMs or x-ray microscopes. We are
planning to use them in a LEEM to investigate growth on stressed
membranes in real time.

Figure 1: AFM images of Ge QD nucleation
at various spots on a stressed Si membrane. (a) the MEMS device
that we fabricate for these experiments: white is a Si(001) membrane,
blue is the silicon nitride stressor pads. The notches concentrate
the stress. Squares show regions where AFM images were taken.
The tensile stress is lowest at the uppermost square (b) and increases
to a maximum at the notched region (d). (b), (c), (d) the
QD density decreases as the tensile stress increases. The
white points are the QDs.
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